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PBC/FT RocaJunyent

Prevention of Money-Laundering and Terrorist Financing

We provide advice on the Prevention of Money Laundering to the different types of obligated parties under the Law on the Prevention of Money Laundering and Financing of Terrorism (LPBC/FT), with regard to all the obligations established therein, as well as its implementing regulations.

 

Overview

The firm has professionals with extensive knowledge and experience in the application of the measures and procedures established by current legislation in this area. The LPBC/FT and its implementing regulations are constantly evolving as a result of the regulation of new EU legislation. This means that a proper legal analysis of the modifications that take place is essential for obliged parties.

Services

Implementation of internal policies and procedures

We advise clients on their LPBC/FT regulatory implementation and operational adaptation processes. We also carry out studies of the different onboarding procedures for clients, both face-to-face and remotely, according to their needs.

Consultancy and training

We provide advice and consultancy services on AML/CFT compliance in the day-to-day operations of companies and other organisations.
We also design and implement annual training plans, both by sector and by position and AML/CFT implications. We offer both face-to-face and online training, as well as training documentation, as required by the AML/CFT regulations. 

Outsourcing of the Technical Unit

We offer an outsourcing service for the Technical Unit to ensure correct and effective compliance with prevention obligations. Through this outsourcing, we take care of updating internal regulations, preparing mandatory training, communications to be made to the regulator, etc. Through this service, we provide comprehensive support in several significant areas of the prevention system. 

KYC, onboarding and special examinations

We advise on the preparation of Know Your Client (KYC) files and adapt the client onboarding process to the organisation's activity, seeking innovative, agile and effective solutions. 
We also cover the drafting of special examinations of operations with indications of money laundering, and support in the event of having to notify SEPBLAC. 

Regulatory and legal

We accompany and advise on all registration and regulatory processes before SEPBLAC and the Bank of Spain in the prevention of money laundering.
We also provide legal assistance to our clients in SEPBLAC inspections, as well as in the eventual defence in sanctioning proceedings.
We also prepare reports and legal opinions relevant to AML/CFT matters.

Audit

We advise and draft the mandatory external expert report on compliance with AML/CFT measures.
We also prepare internal verification reports on the adequacy and effectiveness of internal control measures.

Identification of the beneficial owner before the RCTIR

We provide advice to entities obliged to report their beneficial ownership to the Central Register of Beneficial Ownership. 

Key Contacts

Juan Cuenca Márquez
Partner
M&A and Commercial - Corporate Compliance

T: +34.932.418.602

F: +34.934.145.030

E: j.cuenca@rocajunyent.com

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